Legal and Other Important Disclosures

Terms of Use

Please read this page carefully before using this website.

SHEUMACK & CO. GMA, LLC (d/b/a SHEUMACK GMA, “We” or “SGMA”) provides this website (“the Site”), www.sheumackco.com, strictly for informational purposes and for no other purpose.

By accessing and using the Site, you are agreeing to the following terms. We reserve the right to change these terms without notice. Your continued use of the Site constitutes your agreement to any changes.

Regulatory Matters

SHEUMACK GMA is engaged in the provision of strategic and financial consulting services. SHEUMACK GMA is not a regulated financial institution. SHEUMACK GMA is not registered with nor regulated by the U.S. Securities and Exchange Commission (“SEC”). SHEUMACK GMA is not a member of the Financial Industry Regulatory Authority (“FINRA”), www.finra.org, nor is SHEUMACK GMA a member of the Securities Investor Protection Corporation (“SIPC”), www.sipc.org.

All securities, when, if and as offered, are offered only through SGMA CAPITAL MARKETS LIMITED (herein “SGMA CM”). SHEUMACK GMA and SGMA CM are affiliates under common ownership.

SHEUMACK GMA does not offer to sell or buy securities nor does it engage in securities brokerage or securities trading of any kind. Employees and other affiliates of SHEUMACK GMA provide strategic and financial consulting services to third party clients on behalf of SHEUMACK GMA. Certain employees of SHEUMACK GMA are registered securities representatives and registered securities principals of SGMA CM. Operating in their capacity as registered securities representatives and registered securities principals, certain SHEUMACK GMA employees provide financial advice on corporate mergers, corporate acquisitions, securities private placement transactions and similar corporate finance matters and they also may perform advisory services in connection with securities underwritings, although no SGMA CM registered principal or SGMA CM registered representative affiliated with or employed by SHEUMACK GMA engages in the sale of or purchase of underwritten securities to or on behalf of investors in their capacity as SHEUMACK GMA employees. Neither SHEUMACK GMA nor any employees or affiliates thereof provide or publish securities research or analyst reports intended to recommend securities transactions, nor do they solicit or carry securities accounts for, or offer or sell securities products to, retail customers.

The information provided on the Site is not provided to, and may not be used by, any person or entity (i) in any jurisdiction where the provision or use would be contrary to applicable laws or the rules or regulations of any governmental authority or regulatory or self-regulatory organization or (ii) where the provision or use would subject SHEUMACK GMA or any of its affiliates to any registration requirement within the jurisdiction.

SHEUMACK GMA makes no representations that transactions, products or services discussed on the Site are available or appropriate for sale or use in all jurisdictions or by all investors. Those who access the Site do so at their own initiative and are responsible for compliance with local laws and regulations.

No Offer

No information, data, material or content on the Site shall be used to, used as, or considered or interpreted to be an offer to sell or a solicitation of any offer to buy any securities, financial instruments or financial services. Offers can only be made in compliance with applicable law.

No Advice

SHEUMACK GMA is not utilizing the Site to provide investment or other advice, and no information, content, data or material on the Site is intended as a recommendation to buy or sell any securities nor is it to be relied upon for the purpose of making or communicating investment or other decisions. SHEUMACK GMA does not provide tax, legal or accounting advice.

You should obtain relevant and specific professional advice and check the accuracy of all relevant information before making any investment decision. The Site should not form the basis of, or be relied on in connection with, any contract or commitment. Any reference to any transaction or transactions included on the Site are for informational purposes only and not intended to represent solicitations of any future transaction. Such reference or references are included as representative transactions only and are not necessarily reflective of overall performance.

Proprietary Rights

The entire content of the Site is subject to copyright with all rights reserved. The Site is for your personal and non-commercial use only and you may print, copy and download any information from the Site only for your personal and non-commercial use. You may not reproduce (in whole or in part), transmit (by electronic means or otherwise), modify, link into or use the Site for any public or commercial purpose without the prior written approval of SHEUMACK GMA. If you copy or download any information from the Site, you agree that you will not remove or obscure any copyright or other notices or legends contained in the information.

Ownership and Trademarks

All SHEUMACK GMA trademarks, logos and service marks shown on the Site are registered trademarks of SHEUMACK GMA. All SGMA CM trademarks, logos and service marks shown on this Site are registered trademarks of SGMA CM along with SGMA CM’s corporate parent and ultimate beneficiary. Information about other companies referenced on the Site may be the intellectual property of their respective owners. Nothing on the Site shall be interpreted as granting any license or right to use any image, trademark, logo or service mark on the Site. Copying or downloading material or content of any kind from the Site does not transfer title to any material or content on the Site to you. You are prohibited from using any marks for any purpose including, but not limited to, use as metatags on other pages or sites on the World Wide Web (“WWW” or the “Internet”), without the written permission of SHEUMACK GMA or the other owner(s) of the marks. SHEUMACK GMA reserves all rights with respect to copyright and trademark ownership of all material at the Site and will enforce these rights to the full extent of the law.

No Representation or Warranty

Although the information provided to you on the Site is obtained or compiled from sources we believe to be reliable, SHEUMACK GMA cannot and does not guarantee the accuracy, validity, timeliness or completeness of any information made available to you for any particular purpose. SHEUMACK GMA and its affiliates expressly disclaim all warranties, conditions and other terms of any kind, whether express or implied, including, but not limited to, any implied term of satisfactory quality, fitness for purpose, and any term as to the provision of services to a standard of reasonable care and skill or as to the non-infringement of any intellectual property right. This limitation on liability includes, but is not limited to, the transmission of any viruses which may infect a user’s equipment, failure of mechanical or electronic equipment or communication lines, telephone or other interconnect problems (e.g., you cannot access your internet service provider), unauthorized access, theft, operator errors, strikes or other labor problems or any force majeure.

Business Continuity

SHEUMACK GMA has developed and implemented a business continuity plan in the case of any business disruption that causes us to have limited or no communications with our employees or customers. Our plan anticipates two types of business disruptions, internal disruptions that affect only our ability to do business (such as a fire in our building) and external disruptions that prevent the operation of securities markets and/or other firms (such as natural disasters or acts of war).

SHEUMACK GMA intends to stay in business during both internal and external disruptions due to the fact that our employees can conduct SHEUMACK GMA -related business from alternate off-site physical locations and we maintain an alternate location for the maintenance of our books and records. We anticipate but cannot guarantee that SHEUMACK GMA will recover from internal business disruptions within 24-48 hours. An outage due to an external business disruption may be longer and is beyond our control. However, we will endeavor to resume business as soon as it is possible and use every commercially reasonable effort to facilitate SHEUMACK GMA’s resumption of business operations from alternate off-site physical locations.

Our business continuity plan specifically addresses the following areas related to our operations:

• Data back-up and recovery (hard copy and electronic)
• All mission critical systems
• Procedures to test and determine our ability to do business (i.e., financial and operational assessments)
• Alternate communications between customers and us
• Alternate communications between us and our employees
• Alternate physical location of employees
• Critical business constituent, bank, and counter-party impact
• Regulatory reporting
• Communications with regulators
• Descriptions of any relationships between third-parties and us

Privacy

Except in accordance with applicable law or regulation, SHEUMACK GMA will not share with third parties e-mail addresses or other information that it may collect through this website.

IMPORTANT REGULATORY INFORMATION

Certain employees and affiliates of SHEUMACK GMA are registered securities representatives and registered securities principals of SGMA CM. SHEUMACK GMA and SGMA CM are affiliates under common ownership. When employees and other affiliates of SHEUMACK GMA who are registered securities principals and registered securities representatives of SGMA CM engage in securities transactions, they do so as associated persons of SGMA CM, under the supervision of SGMA CM and via a d/b/a relationship with SHEUMACK GMA. SHEUMACK GMA is not regulated by the SEC and not a member of FINRA or SIPC. SGMA CM is registered with and regulated by the SEC, and SGMA CM is a member in good standing of FINRA and SIPC.

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